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Return Predictability – Dividend-Price Ratio

VCU – Advanced Financial Analytics (FIRE 691) | Week 1 Assignment

Testing the hypothesis that stock returns are predictable using the lagged dividend-price ratio (d/p), following the Cochrane (2008) and Goyal & Welch (2008) frameworks. Analysis on CRSP annual and monthly data spanning 1927–2024.


Research Question

Can past dividend-price ratios predict future stock returns? If so, over what horizon is predictability strongest?


Data

Dataset Source Coverage
crsp_yearly_vwret.csv WRDS/CRSP Annual VW returns 1925–2024
crsp_monthly_vwret_dp.csv WRDS/CRSP Monthly VW returns + d/p ratio
Goyal_Welch_Data2024_monthly.xlsx Goyal & Welch (2024) Macro predictors, monthly

Methodology

  1. In-sample predictive regressions — regress future returns on lagged d/p ratio
  2. Multi-horizon analysis — 1-month, 1-year, 3-year, 5-year cumulative forward returns
  3. Out-of-sample R² (Goyal-Welch) — compare forecast model vs. historical mean benchmark
  4. Rolling beta estimation — track stability of predictive relationship over time
  5. Combined predictor — multi-variable forecasting model

Key Results

Horizon In-sample R² Interpretation
1 month ~0.5% Near zero — very weak short-run predictability
1 year ~2.1% Modest but present
3 years ~5.8% Clearly positive — long-horizon effect
5 years (annual) 8.41% Strongest predictability
5 years (monthly) 7.55% Confirms long-horizon pattern

Key finding: The d/p ratio has near-zero predictive power at short horizons but explains a meaningful share of variance at 5-year horizons — consistent with Cochrane (2008) and the long-run return predictability literature.

Out-of-sample R²: Positive at long horizons, negative at short horizons, confirming that simple historical mean beats the d/p model month-to-month but underperforms at multi-year horizons.


Output Files

Q1a_DP_Ratio.png                  # d/p ratio time series
Q1b_RF_ExcessReturn.png           # Risk-free rate and excess returns
Q1c_SummaryStats.csv              # Descriptive statistics
Q1c_Histograms.png                # Return distribution
Q1c_RollingVol.png                # Rolling volatility
Q1d_Scatter_Monthly.png           # d/p vs. 1-month forward return scatter
Q1d_RollingBeta.png               # Rolling predictive beta
Q1e_ForwardReturns_TimeSeries.png # Multi-horizon forward returns
Q1e_Scatter_1Y.png                # 1-year horizon scatter
Q1e_Scatter_5Y.png                # 5-year horizon scatter
Q1e_R2_byHorizon.png              # R² vs. horizon (key figure)
W2_Q1_final_dataset.csv           # Analysis-ready merged dataset

Tech Stack

Python pandas numpy statsmodels matplotlib Google Colab WRDS/CRSP


Virginia Commonwealth University · MS Business (Financial Analytics) · FIRE 691 Reference: Cochrane (2008), Goyal & Welch (2008)

About

Testing stock return predictability using lagged dividend-price ratio (Cochrane / Goyal-Welch) on CRSP annual and monthly data (1927-2024). 5-year R² of 8.41%. VCU FIRE 691.

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